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SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds
The Securities and Futures Commission (SFC) today provided regulatory guidance respectively to licensed virtual asset trading platforms...
5 days ago2 min read

Court further adjourns insider dealing hearing against Wong Pak Ming
The Eastern Magistrates’ Court has further adjourned the insider dealing case against Mr Wong Pak Ming to 25 April 2025 for mention in...
Mar 301 min read

Hong Kong’s securities industry posted broad-based growth in 2024
Hong Kong’s securities industry showed remarkable resilience in financial performance in 2024, with total net profits surging 56%...
Mar 301 min read

SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing
The Securities and Futures Commission (SFC) has reprimanded and fined Enlighten Securities Limited (ESL) $5 million for internal control...
Mar 302 min read

District Court sets trial dates for three sophisticated ramp-and-dump cases
The District Court trial of three sophisticated ramp-and-dump cases involving the shares of Eggriculture Foods Limited, Fullwealth...
Mar 302 min read

SFC issues additional guidance on IPO subscription and financing services
The Securities and Futures Commission (SFC) today issued additional guidance in a circular for licensed corporations (LCs) on IPO...
Mar 231 min read

SFC suspends finfluencer for 16 months
The Securities and Futures Commission (SFC) has suspended Mr Wong Ming Chung, a finfluencer known as Franky Wong and a licensed...
Mar 232 min read

SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance to seek disqualification and...
Mar 232 min read

SFC bans Steven Wong Yung for 14 months for fund management failures
The Securities and Futures Commission (SFC) has prohibited Mr Steven Wong Yung, a former responsible officer (RO) and chief executive...
Mar 232 min read

SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
The Securities and Futures Commission (SFC) has obtained a court order that the former financial controller of Anxin-China Holdings...
Mar 162 min read
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