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Dec 18, 20231 min read
SFC bans Amy Chow Bik Sum for life
The Securities and Futures Commission (SFC) has banned Ms Amy Chow Bik Sum, a former assistant customer service manager of OCBC Wing Hang...
Dec 18, 20232 min read
SFC issues restriction notice to China International Capital Corporation Hong Kong Securities..
The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong...
Dec 18, 20232 min read
SFC obtains court order to disqualify former independent non-executive director of China Candy..
SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...
Dec 18, 20232 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated..
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Dec 4, 20231 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated En...
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Nov 28, 20232 min read
SFC commences legal proceedings against First Credit Finance Group Limited, its former directors and
The Securities and Futures Commission (SFC) has commenced legal proceedings under section 214 of the Securities and Futures Ordinance...
Nov 28, 20232 min read
SFC reprimands and fines Lion Futures Limited $2.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Lion Futures Limited (LFL) $2.8 million for failures in complying...
Nov 28, 20232 min read
Court acquits duo of unlicensed activities
The Eastern Magistrates’ Court has acquitted Mr Tony Choi Yick Man after finding him not guilty of carrying on a business in asset...
Nov 13, 20234 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and ......
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering /...
Nov 13, 20237 min read
"Deepening Capital Market Reform" by Julia Leung at the Financial Street Forum 2023
Good afternoon, everyone. I am honoured to be invited by the China Securities Regulatory Commission (CSRC) to participate in this year’s...
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