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Dec 13, 20224 min read
Statement on virtual asset arrangements claiming to offer returns to investors
The Securities and Futures Commission (SFC) wishes to remind investors of the risks associated with virtual asset (VA) platforms offering...
Oct 12, 20222 min read
SFC reprimands and fines Asia Research & Capital Management Limited $1.75 million and bans former...
SFC reprimands and fines Asia Research & Capital Management Limited $1.75 million and bans former senior executive Billy Wong Yim Chi for...
Oct 6, 20222 min read
Thirteen people charged following SFC and Police joint operation against ramp-and-dump syndicate
Thirteen suspects were charged with various criminal offences following an earlier joint operation of the Securities and Futures...
Sep 29, 20224 min read
SFAT affirms SFC decision to suspend hedge fund manager Christopher James Aarons
The Securities and Futures Commission (SFC) has suspended Mr Christopher James Aarons, responsible officer (RO) and chief executive...
Sep 7, 20222 min read
Takeovers Panel rules on the price for the mandatory general offer for Suncity Group Holdings Ltd.
The Takeovers and Mergers Panel has ruled that the appropriate price for the general offer for Suncity Group Holdings Limited (Note 1) by...
Sep 5, 20222 min read
SFC suspends Tang Kai Shing for eight months
The Securities and Futures Commission (SFC) has suspended Mr Tang Kai Shing, responsible officer (RO) and managing director of Rifa...
Aug 30, 20222 min read
Takeovers Panel rules a special waiver from the general offer obligation ......
Takeovers Panel rules a special waiver from the general offer obligation may be granted to Broad Gongga for an involuntary disposal that...
Aug 18, 20221 min read
Retail investors convicted and fined for illegal short selling
The Eastern Magistrates’ Court today convicted Ms Chan Siu Tai and her sister Ms Janice Chan after they pleaded guilty to illegal short...
Aug 17, 20222 min read
SFC issues restriction notice to a broker to freeze client account linked to suspected insider deal
The Securities and Futures Commission (SFC) has issued a restriction notice to Bright Smart Securities International (H.K.) Limited...
Aug 16, 20221 min read
SFC commences MMT proceedings against hedge fund manager over alleged false trading
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Jonathan Dominic...
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