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MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit
The Market Misconduct Tribunal (MMT) has ordered Ms Choi Ban Yee, the wife of a chauffeur who worked for the family of the chairman of...
Jan 262 min read


SFC warns public against unlicensed virtual asset trading platform iSCAT
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) International...
Jan 192 min read


SFC and HKEX collaborate in enforcement action against FingerTango Inc. and former directors for misconduct resulting in over $660 million of losses
SFC and HKEX collaboration The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange) have joined...
Jan 194 min read


SFC extends swift licensing process to new virtual asset trading platform applicants
The Securities and Futures Commission (SFC) today announced that all new virtual asset trading platform (VATP) applicants can now seek...
Jan 192 min read


SFC bans Chan Ka Him for life for insurance fraud
The Securities and Futures Commission (SFC) has banned Mr Chan Ka Him, a former insurance specialist of Standard Chartered Bank (Hong...
Jan 122 min read


SFC secures first conviction against a solicitor for breaching secrecy provision
A Hong Kong practicing solicitor, Mr Tse Yin Fung, was convicted today at the Eastern Magistrates’ Courts for violating the secrecy...
Jan 52 min read


Mainland-Hong Kong Mutual Recognition of Funds enhancements to take effect on 1 January 2025
The Securities and Futures Commission (SFC) welcomes the publication today of the revised Provisions on the Administration of Recognised...
Dec 31, 20242 min read


SFC publishes review of SEHK’s performance in regulating listing matters
The Securities and Futures Commission (SFC) today released a report on its review of the performance of The Stock Exchange of Hong Kong...
Dec 31, 20242 min read


SFC-backed launch event garners broad industry support for voluntary code of conduct for ESG ratings and data products providers
The Securities and Futures Commission’s (SFC) senior executives joined more than 200 financial industry participants today to witness the...
Dec 3, 20242 min read


China Forestry’s former chairman and CEO sanctioned for market misconduct
The Market Misconduct Tribunal (MMT) has ordered Mr Li Han Chun, the former chief executive officer (CEO) of China Forestry Holdings...
Dec 3, 20242 min read
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